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CORPORATE SECURITIES LAWS - GOVERNING THE INTERMEDIARIES Sushmita Das


Benefits of doing the course-

The course will help to understand the fundamentals of the markets in India especially the Capital Markets and the Securities Markets. This course is not only restricted to the students but also open to the professionals and helps to understand the Laws governing the Intermediaries. The Course will also help the learners to understand the process of investment take place and the jurisdictions of the decided Case Laws.

 

After doing this course, a student will be able to-

  • Make firm decision where to land and will also get a better insight over the Capital markets and the Securities Markets in India
  • They can prepare further by getting placed in the capital market and securities markets.
  • They will know the regulatory compliances to become an intermediaries such stock broker, underwriters etc.
  • A better Investors and so on.

 

Target Audience-

  • This course is not only restricted to the students but also the professionals who work in:
  • Any Student from any subject
  • Firms especially fresh graduates in the post of Junior Associates/Counsels,
  • Advocates having interest in the Corporate and Securities Laws,
  • Fresher’s of In-house counsels, young  law students, Commerce Students,
  • CA, CS, Banking & Insurance Professionals
  • One who wants to become professional Stock broker, Merchant Bankers, Underwriters etc.
  • Anyone (Investors who invest in shares/debentures/Mutual Funds etc.) can enroll in this course which will enable them to understand the regulatory provisions of Securities Markets of an Intermediary and can also avoid securities scams in their own life.

 

Other important information about this ONLINE Course:

  • Maximum Duration to complete the Course: 45 Days
  • Course Fees: Rs. 6,500/- (Several Payment Options Available: Credit & Debit Cards, Cheque, Demand Draft, Cash, Wire Transfer – NEFT, PayTM)
  • Online Evaluation Method: Based on “Multiple Choice Question (MCQs)” and an “Assignment Submission” of 500 words.
  • The score of the online examination will be taken as final result and Grade will be assigned as per the following scheme: Grade A – 80-100, Grade B – 65-79, Grade C – 50-64, Reattempt – Below 50
  • Next Batch: Each IALM course starts immediately after payment. Students can register online for the course any time. Upon payment of fees and registration, the present Course will start immediately. 

Type Lesson Title Time
MODULE I – INTRODUCTION TO FINANCIAL INTERMEDIARIES 7 Hrs
MODULE II – TYPES OF FINANCIAL INTERMEDIARIES 6 Hrs
MODULE III – DEFINITION OF INTERMEDIARIES - AUDITORS LI 7 Hrs
MODULE IV – CREDIT RATING AGENCIES 8 Hrs
MODULE V – CASE STUDY ON CREDIT RATING AGENCIES 6 Hrs
MODULE VI – SEBI REGULATIONS ON INTERMEDIARIES 8 Hrs
ASSIGNMENT 6 Hrs
REGISTER TO COURSE

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